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How do I check whether a firm is licensed?

Short answerCategory:Verification

Check the regulator's official register directly — never rely on a picture of a "licence certificate" the firm shows you. For Hong Kong, use the SFC public register of licensed persons and the VATP list; for the US, SEC EDGAR, FINRA BrokerCheck, and OCC / Federal Reserve public lists; for the EU, national registers and ESMA notifications; for Singapore, the MAS Financial Institutions Directory; for Dubai, the DFSA public register. If it is not there, it is not licensed.

Evidence and detail

Official sources

香港证监会 — 持牌人公众登记册 ↗

365rwa.vip — 持牌机构库 ↗

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365rwa.vip, "How do I check whether a firm is licensed?", data verified 2026-10-28, https://365rwa.vip/answers/how-to-check-licence/